CHK Consultancy Sdn. Bhd.

(Co. No: 659416-V)
(GST No: 000286531584)


The Finance and business Courses Provider In Your Place




All the training courses by Dr. Ch'ng Huck Khoon are eligible for HRDF claims under the Skim Bantuan Latihan (SBL) Scheme, subject to prior application to HRDF by the employers/companies.

Companies that contribute to the Human Resource Development Fund (HRDF) are entitled to obtain a training grant from HRDC under the Skim Bantuan Latihan (SBL) scheme or SBL-Khas Scheme. Application is subject to HRDC's approval.

ORGANISER

Bursa Malaysia Berhad

ATTENDANCE FEE & REGISTRATION

Free of charge

Download the Registration Form      to register for the course.

Kindly email or fax or WhatsApp or WeChat the registration form to Ms Joanne: H/P or WhatsApp: 017-4187 988 Email: cpeseminar@chkconsultancy.com.my / joanne@chkconsultancy.com.my WeChat: chkcpeseminar Fax: 03-76104234

TARGET AUDIENCE

Dealer’s Representatives, Futures Broker’s and Registered persons of Participating Organisations / Trading Participants

VENUES & DATE

Venue Date   Venue Date
Kuala Lumpur / JW Marriot Hotel  10.03.2018    Kota Kinabalu / Le Meridien Hotel  21.07.2018
 Penang / The Wembley Hotel  07.04.2018    Johor Bahru / Renaissance Hotel  28.07.2018
 Ipoh / The Haven Resort Hotel  21.04.2018    Kuala Lumpur / JW Marriot Hotel  04.08.2018
 Kuching / Hilton Hotel  12.05.2018      

 

denotes the registration closed (full house)

PROGRAMME OBJECTIVES

  • Create awareness on regulatory issues, promote higher standards of business conduct of Representatives in Digital Economy.
  • Improve the standard of compliance to the requirement of the rules and regulation particularly on trading activities as well as instil a culture of self-regulation amongst the Participating Organisations / Trading Participants and their registered persons.
  • Understanding the existing regulations, rules, directives and guidance issued by the Bursa, Securities Commission (SC) and Bank Negara Malaysia (BNM).

LEARNING OUTCOME

Upon completion of the conference, participants would be able to:
  • To explain what is Digital Economy and how it affects the activities of representatives            of Participating Organisations / Trading Participants.
  • To state the purpose, objectives, key characteristics of the relevant rules, directives and guidelines of Bursa, SC and BNM on conduct of representatives of Participating Organisations / Trading Participipants.

SIDC - CONTINUING PROFESSIONAL EDUCATION (CPE)

This seminar is SIDC Accredited and carries 10 CPE points.

PROGRAMME OUTLINES

 8.30am to 9am  Registration
 9am to 10.30am  Digital Economy
  • What is Digital Economy?
  • Fintech, Big Data, Cloud Computing, Artificial Intelligent (AI) and Internet of Things (IoT)
  • Sharing Economy / Crowd-Based Capitalism
  • Cryptocurrency
  • Financial Frauds in Digital Economy
    • Regulatory Guidelines
 10.30am to 10.45am  Coffee Break
 10.45am to 12.15pm  Rules and Regulations
  • Regulatory Principles
  • Updates on Rules, Directives and Guidelines
    • Bursa Rules
    • SC Guidelines
  • BNM Guidelines
 12.15pm to 1.00pm  KYC / Due Diligence
  • Professional Ethic, Best Practices
    and Management of Conflict of Interest
  • Customer Risk Assessment
  • Client Services and Retention
 1.00pm to 2.00pm  Lunch
 2.00pm to 3.30pm  Market Offences and Abuses
  • Type of Offences and Abuses
  • Recent Case Studies
  • Defence and Exceptions under CMSA
  • Enforcement Actions under Bursa Rules and CMSA
 3.30pm to 3.45pm  Coffee Break
 3.45pm to 5.00pm  Digital Investment Management Services
 and Issues
  • SC’s Regulatory Framework
  • Algorithmic Trading (ALGO)
  • High Frequency Trading (HFT)
  • Dark Pool

SPEAKERS' PROFILE

Dr. Ch’ng Huck Khoon, pursued his PhD studies in Finance at the Universiti Sains Malaysia (USM); He also holds a MBA (Finance) from the University of Stirling (UK), he is an Associate Member for Centre for Business and Management (CBM) University Tunku Abdul Rahman (UTAR). Dr. Ch'ng is the Independent Non-Executive Director and Chairman of Audit Committee of CNI Holdings Berhad and YGL Convergence Berhad and AT Systematization Berhad. All of which are listed on Bursa Malaysia Securities Berhad.

Mr. Alex Siew Wee Chai, is licensed Capital Market Service Representative, holds a Master in Information Technology in Business from Lincoln University, United Kingdom. Prior to that, he obtained his Bachelor of Commerce (double major in Accounting and Marketing) from Deakin University, Australia. He is currently a Fund Manager in VCB Capital.