CHK Consultancy Sdn. Bhd.

(Co. No: 659416-V)
(GST No: 000286531584)


The Finance and business Courses Provider In Your Place




All the training courses by Dr. Ch'ng Huck Khoon are eligible for HRDF claims under the Skim Bantuan Latihan (SBL) Scheme, subject to prior application to HRDF by the employers/companies.

Companies that contribute to the Human Resource Development Fund (HRDF) are entitled to obtain a training grant from HRDC under the Skim Bantuan Latihan (SBL) scheme or SBL-Khas Scheme. Application is subject to HRDC's approval.

All seminar fees inclusive of GST

2017 EDUCATION PROGRAM FOR REPRESENTATIVES OF PARTICIPATING ORGANISATIONS AND TRADING PARTICIPANTS - "CONDUCT OF REPRESENTATIVES"

ORGANISER

Bursa Malaysia Berhad

ATTENDANCE FEE & REGISTRATION

Free of charge

Download the Registration Form to register for the course.

Kindly email or fax or WhatsApp or WeChat the registration form to Ms Joanne: H/P or WhatsApp: 017-4187 988 Email: cpeseminar@chkconsultancy.com.my / joanne@chkconsultancy.com.my WeChat: chkcpeseminar Fax: 03-76104234

TARGET AUDIENCE

Dealer’s Representatives, Futures Broker’s and Registered persons of Participating Organisations / Trading Participants

VENUES & DATE

Venue Date   Venue Date
 Kuala Lumpur / Bursa Malaysia  25.3.2017    Penang /The Wembley Hotel  5.8.2017
 Ipoh / The Haven Resort Hotel  8.4.2017    Melaka /Hatten Hotel  12.8.2017
 Johor Bahru / Thistle Hotel Johor Bahru  22.4.2017    Kuala Lumpur / Bursa Malaysia  19.8.2017
 Kuching / Hilton Hotel  29.4.2017    Kuantan / The Zenith Hotel  9.9.2017
 Kota Kinabalu /Le Meridien Hotel  29.07.2017    Kuala Lumpur /Bursa Malaysia  14.10.2017

PROGRAMME OBJECTIVES

  • Create awareness on regulatory issues, promote higher standards of business conduct of Representatives.
  • Improve the standard of compliance to the requirement of the rules and regulation particularly on trading activities as well as instil a culture of self-regulation amongst the Participating Organisations / Trading Participants and their registered persons.
  • Understanding the existing regulations, rules, directives and guidance issued by both the SC and Bursa.
  • Understanding CMSA 2007 and Bursa Rules on market misconduct activities and KYC.

LEARNING OUTCOME

Upon completion of the conference, participants would be able to:
  • To explain the step-by-step how to get to Know Your Client.
  • To state the purpose, objectives, key characteristics of the CMSA 2007 and Bursa Rules on insider trading, Know Your Clients and market misconduct activities.

SIDC - CONTINUING PROFESSIONAL EDUCATION (CPE)

This seminar is SIDC Accredited and carries 5 CPE points

PROGRAMME OUTLINES

 8.30am to 9am  Registration
 9am to 10.15am  Advantages of Know Your Client (KYC) and Customer Due Diligence
 10.15am to 10.30am  Coffee Break
 10.30am to 12.15pm  Market Surveillance, Market Misconduct and Unethical Market  Conduct, Ethics and Conflict of Interest (COI)
 12.15pm to 1.00pm  Requirements of Bursa,  SC & BNM
 1.15pm to 2pm  End and Lunch

SPEAKER'S PROFILE

Dr. Ch’ng Huck Khoon, pursued his PhD studies in Finance at the Universiti Sains Malaysia (USM); He also holds a MBA (Finance) from the University of Stirling (UK), a Certified Financial Planner, he is an Associate Member of The Institute Of Chartered Secretaries and Administrators (ICSA) and an Associate Member for Centre for Business and Management (CBM) University Tunku Abdul Rahman (UTAR). Dr. Ch'ng is the Independent Non-Executive Director and Chairman of Audit Committee of CNI Holdings Berhad and YGL Convergence Berhad and AT Systematization Berhad. All of which are listed on Bursa Malaysia Securities Berhad.